Services
Capital Raises
Raising capital requires coordinated decisions about structure, regulation, securities exemptions, economics, and the way you can find investors. I offer tailored capital raising engagements organized into defined phases, with a fixed fee quoted for each agreed phase.
Depending on the engagement, work may include entity formation; governing agreements; subscription documents; offering materials; and regulatory guidance. The scope depends on the strategy, investor base, and regulatory requirements. Tax and specialized regulatory services can be coordinated with other advisors where needed. An introductory discussion helps determine fit before a proposal is prepared.
Scope & Proposed Fixed Fees
Fee determined based on scope
PPM (Private Placement Memorandum) Package
From $15,000
Included work
One regulatorily compliant PPM inclusive of necessary exhibits; investor questionnaire; bad actor questionnaire; manner of offer memorandum; equity subscription agreement. Offerings of convertible promissory notes, preferred equity or other securities require a separate agreement scope.
Revisions
Three or as agreed to in the engagement agreement.
Not included
Regulatory filings and filing fees.
Payment schedule
50% Fixed Fee due Upfront; balance deposited into trust account and released upon document completion
Fee fixed by phase
SAFE (Simple Agreement for Future Equity)
From $2,500
Included work
One SAFE (Simple Agreement for Future Equity) with tailored terms.
Revisions
One standard revision
Not included
Board consents; regulatory filings; additional offering documents. Financing packages can quoted as an additional scope.
Payment schedule
100% Upfront
Fixed quote by phase
Convertible Note Package
From $7,500
Included work
Defined financing structure and document set quoted after review of the security, investors, and offering requirements
Revisions
Revision limits confirmed in the written engagement.
Not included
For capital raising and funds, each written phase scope identifies the included entities, documents, offering exemption analysis, investor onboarding support, revision or negotiation limits, filing responsibilities, and any ongoing compliance work. Tax structuring, tax opinions, investment adviser registration, ERISA analysis, non-US law, and regulatory filing services are excluded unless expressly included.
Payment schedule
50% upfront; 50% on completion of each agreed phase
Fixed quote by phase
Private Fund Formation
From $12,500
Included work
Fund, general partner, and manager structure and agreed formation and offering documents; exact scope quoted after strategy discussion
Revisions
Revision limits confirmed in the written engagement.
Not included
For capital raising and funds, each written phase scope identifies the included entities, documents, offering exemption analysis, investor onboarding support, revision or negotiation limits, filing responsibilities, and any ongoing compliance work. Tax structuring, tax opinions, investment adviser registration, ERISA analysis, non-US law, and ongoing regulatory filings or services are excluded unless expressly included. A fund formation engagement does not automatically cover every regulatory obligation.
Payment schedule
50% upfront; 50% on completion of each agreed phase
Clear expectations before work begins
The written engagement identifies the work included, deliverables, revision limits, completion milestones, fee, and payment schedule. Government charges and other third-party costs are disclosed separately. Additional work requires agreement on scope and price before it begins.
How fast can you get the work done?
We pride ourselves on being timely and do not take on more work than we can handle in a prompt manner.
Do you take credit card payments
Yes, we can process credit card payments, but the credit card processing fee is added to your total.
What is included in a fix fee?
The written engagement describes the documents, advice, revision rounds, and other work included. We confirm the fee before work begins. If the scope changes, we agree on the additional work and its price first.
Tell me what you are building.
Let’s discuss the legal work your business needs and whether a fixed fee engagement is a good fit.